RegTech Summit New York City NovemberNov 14 2019 Europe/MadridNew York, United States


The RegTech Summit explores how the financial services industry can leverage technology to drive innovation, cut costs and support regulatory change. The Summit brings together the industry ecosystem of Regtech practitioners, regulators, start ups and solution providers to collaborate and discuss innovative and effective approaches for building a better regulatory environment.

2019 Key topics:

  • Collaboration and partnership models across regulatory ecosystems
  • Improving data and technology standards to enable regtech
  • Fighting financial crime through improved KYC & AML
  • Regulation drill down: Getting ready for SFTR and FRTB
  • Creating a regulatory change management framework to manage risk and navigate change
  • Application of Blockchain and smart contracts in capital markets
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New York, United States


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  • Schedule
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Nov 14 08:15
Registration and Networking over Coffee
Nov 14 09:00
Chair’s opening address
Nov 14 09:10
Keynote Fireside Chat: A perspective on RegTech from BNY Mellon
Nov 14 09:40
Thought Leader Panel (User): Reviewing the regulatory horizon and optimizing the regulatory response
Nov 14 10:20
Keynote: Understanding the importance of an integrated regulatory, data and technology strategy
Nov 14 10:50
Networking and refreshment break
Nov 14 11:20
Panel: Managing regulatory change and driving efficiencies from the cost of compliance
Nov 14 12:00
RegTech Innovation Showcase
Nov 14 12:10
Keynote: Taming the Regulatory Beast
Nov 14 12:40
Networking and Lunch in the Exhibition area
Nov 14 13:40
Keynote: Trade and transaction reporting challenges – security data challenges
Nov 14 14:10
Panel: Best practices for regulatory reporting efficiency
Nov 14 14:50
RegTech Innovation Initiative: Risk, Volatility and RegTech
Nov 14 15:10
Presentation: The trend towards regulatory operations
Nov 14 15:30
RegTech Innovation Showcase
Nov 14 15:40
Networking and refreshment break
Nov 14 16:10
Panel: Getting ready for the Consolidated Audit Trail (CAT)
Nov 14 16:50
Panel: How to digitize the customer experience with KYC and AML Innovation
Nov 14 17:30
Networking and Drinks Reception sponsored by Thomson Reuters

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